Regulatory
Compliance

Governance, Risk management and Compliance (“GRC”) is a key concept which aims to reliably achieve a Company’s objectives, addresses any uncertainty and acts with integrity. An integrated GRC supports and improve Company’s operational activities. At Kai Global Consulting, we act as independent consultant, ensuring all risk management procedures are conformed to, and performing continuous assessments to ensure policies and procedures are up to date.

How We Simplify GRC for You

We help firms establish robust GRC frameworks, ensuring alignment with MAS guidelines on risk management, internal controls, and corporate governance

Governance

We strengthen your leadership framework to meet MAS expectations while driving business objectives

Setting up and monitoring of Compliance Policies, Strategies

Recommendation of best practice to enforce good Corporate Culture

Risk Management

Proactive risk strategies tailored to Singapore's financial landscape

Protect fund structures, licensing status & tax incentives (S13O/S13U)

Unified frameworks covering AML, outsourcing risks & investor protection

Compliance

Strategic Compliance Plan Design tailored according to your needs (MAS, CIMA or applicable jurisdiction)

Customised Compliance Monitoring Programme to ensure continuous oversight of the Company’s risk management

MAS Monitoring & Testing on effectiveness of controls, and recommendation for improvements

Ongoing checks for AML, suitability assessments & disclosure rules

Family office compliance and fund tax incentive maintenance

Key Services

Anti-money Laundering (“AML”)

AML policy design, implementation and monitor, ensuring the latest regulatory trends and industry best practices are implemented and enforced

Due diligence assessment – risk based approach, assessment of your customers and third parties before onboarding

Implementation of outsourcing policy and checklist

initial and periodic assessment of material outsourcing

Outsourcing assessment

Business Continuity Management

Business impact analysis

Annual testing to ensure effectiveness of business continuity plans

Enterprise-Wide Risk assessment

Working closely with stakeholders to identify risk, implement risk treatments, controls and/or mitigation strategies to reduce inherent risk and keeping residual risk to its minimum

MAS Regulatory Compliance

Implementation – Establishment of strategic compliance plans and programme

Ongoing support – Monitoring and testing of compliance programme

Internal audit – Agreed upon procedures to ensure compliance policies and procedures implemented are updated, current and effective